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Monthly Archives: January 2016

My top 10 for 2015

Posted in Bob's Upticks, Uncategorized

This time I'm not writing about disclosure or governance. Rather, I'm posting my annual list of my 10 favorite books. For those of you who haven't seen these lists before, (1) I apologize if this seems hubristic (or "braggadocious", if you will) – I do it because some folks have told me they like it; and (2) the list involves books that I happened to read (or re-read) in 2015, not necessarily books that were published in 2015.

I didn't encounter lots of great fiction last year; for me, the great books were non-fiction. Let's see if the trend continues in the New Year.

So here goes (in order of preference):

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Bob

They’re back…

Posted in Bob's Upticks, Disclosure Guidance, SEC

Those of you who've been following my postings know that I'm not a fan of Congressional interference in the workings of the SEC. Well, those same wonderful folks who've garnered the lowest opinion ratings in history are at it again.

First, you may recall that Congress acted a few weeks ago to avoid another federal government shutdown. Well, a few interesting provisions were added to that legislation and – you guessed it – one of them was precisely the kind of thing that sets me off; in this case, it was a prohibition against any SEC rulemaking requiring disclosure of political contributions.

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Bob