Header graphic for print
The Securities Edge Securities Blog for Middle-Market Companies

Monthly Archives: October 2015

Conflict management: the Staff Legal Bulletin on shareholder proposals

Posted in Disclosure Guidance, Proxy access, Shareholder proposals

The SEC has issued its much-anticipated Staff Legal Bulletin on two rules impacting shareholder proposals. You can find the SLB here. The SLB looks a bit more benign than some had feared; in other words, it’s got some bad news, but the good news is that it’s not as bad as some feared. Rule 14a-8(i)(9)… Continue Reading