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The Securities Edge Securities Blog for Middle-Market Companies

Monthly Archives: February 2014

4th and 108, SEC elects to punt on Regulation S-K disclosure reform

Posted in Disclosure Guidance

Section 108 of the Jump Start Our Business Startups Actrequired the SEC to undertake a study of the disclosure requirements of Regulation S-K. Specifically, the statute mandated that the SEC shall: conduct a review of its Regulation S-K to— comprehensively analyze the current registration requirements of such regulation; and determine how such requirements can be… Continue Reading

Regulation A+: Last gasp of the JOBS Act

Posted in Capital Raising

The Jumpstart Our Business Startups (JOBS) Act was enacted on April 5, 2012 with much fanfare and high expectations. The JOBS Act was designed, in part, to help “Emerging Growth Companies” (annual revenues less than $1 billion) gain greater access to growth capital while reducing regulatory restrictions, compliance requirements, and costs. The JOBS Act was… Continue Reading